Risk & Planning Forms Pack
A risk treatment plan plus 15 planning forms and registers, including SWOT, PESTLE, interested parties, objectives and KPI trackers, in two editable Excel workbooks. Download instantly and adapt them to your management system.
Risk & Planning Forms Pack
16 planning forms and registers in 2 Excel workbooks: SWOT, PESTLE, interested parties, objectives and KPIs, risk treatment plan, action and KPI trackers.
- 2 editable files · 2 Excel
- Instant download after payment, plus an email copy of your links
- Single-organisation licence: use across all your sites and staff
- 90-day money-back guarantee
These files follow ISO 9001:2015 basis. ISO 9001:2026 was published on 16 September 2026; certificates to the previous edition remain valid until 30 September 2029. Transition guidance
See every file in the download (2)
- Risk and Planning FormsExcel
- Registers and TrackersExcel
What the ISO 9001 Complete Document Kit adds
This product is the file set listed above. The live audit dashboard and the sample documents below come with the ISO 9001 Complete Document Kit, which also contains everything in this product.
Try the live audit dashboard
The Excel audit checklist below is part of the ISO 9001 Complete Document Kit, not of this product. Change an answer to see how it scores.
The full Excel checklist scores all 112 questions automatically, with charts, a root-cause chart and a readiness dashboard.
Preview sample documents
Sample pages from the ISO 9001 Complete Document Kit, showing the structure and writing style.
Quality Manual
Section 8.5 — Production and service provision
The organization carries out production and service provision under controlled conditions. Controlled conditions include the availability of documented information defining the characteristics of the products and the results to be achieved, suitable monitoring and measuring resources, and the use of competent people.
Identification and traceability
Outputs are identified by suitable means throughout production and service provision, and their status with respect to monitoring and measurement requirements is identified. Where traceability is a requirement, the organization controls the unique identification of outputs and retains the documented information needed to maintain traceability.
Release of products and services
Planned arrangements are completed satisfactorily before release, and the release of products and services to the customer does not proceed until then, unless otherwise approved by a relevant authority. Documented information provides traceability to the person authorizing release.
Instant download · editable Word, Excel & PowerPoint · 90-day money-back guarantee
What is a Risk Assessment?
A risk assessment is the systematic process of identifying potential events that could affect your organisation, analysing their likelihood and impact, and determining appropriate responses. Every modern ISO management system standard — from ISO 9001 to ISO 27001 — requires organisations to address risks and opportunities as part of their planning process.
The output of a risk assessment is typically captured in a risk register, which records each identified risk alongside its scoring, existing controls and planned treatment actions. A risk matrix provides a visual summary that helps management prioritise where to focus resources.
What's Included
The Risk & Planning Forms Pack gives you a risk treatment plan plus the planning forms that support context, objectives and improvement work, in two editable Excel workbooks with 16 sheets. It does not include a risk register, a risk matrix or a risk assessment methodology. The pack includes:
- Risk Treatment Plan: risk, treatment or action, owner, due date, residual rating and status
- SWOT Analysis
- PESTLE Analysis: factor, issue, impact on the management system and action
- Interested Parties Register: needs, expectations, relevant requirements and monitoring
- Objectives & KPIs Register: KPI, baseline, target, owner and review frequency
- Objectives Action Programme: actions, resources, owners, dates and % complete
- Improvement Activity Form
- Process Effectiveness Review: objective, measure, target, actual and action
- Internal Audit Feedback form
- Action Tracker
- KPI Tracker
- Meeting Attendance record
- Customer Concession Log
- Calibration Recall Log
- Nonconformity Trend Log
- Document Distribution Matrix
Need a full risk method? The ISO 9001 Complete Document Kit includes a risk and opportunity register with likelihood and impact scoring, plus risk procedures and guidance. The ISO 27001 Complete ISMS Toolkit includes an information security risk register and risk assessment and treatment guidance, and the ISO 45001 Complete OH&S Toolkit includes a hazard identification and risk assessment register with hazard and risk guidance.
Why You Need Risk and Planning Templates
Clause 6.1 of the Annex SL high-level structure — shared by all current ISO management system standards — requires organisations to determine risks and opportunities and plan actions to address them. Structured forms help you show how you meet this requirement:
- Supports the context, interested party, objectives and risk treatment work in Clauses 4 and 6 of ISO 9001, ISO 14001, ISO 45001 and ISO 27001
- Gives you consistent, repeatable formats for recording planning decisions across the organisation
- Records the treatment chosen for each risk, who owns it, when it is due and the residual rating
- Creates an auditable trail of planning and risk treatment decisions
Without a structured risk assessment approach, organisations tend to manage risks informally, leading to inconsistent evaluations, missed hazards and audit non-conformities when certification bodies cannot see evidence of systematic risk-based thinking.